Andrew White

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rouse Limited

    FRN 152587

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Jul 2015)
    • CF30 Customer (since 25 Nov 2010)
    • CF1 Director (5 Jun 2014 to 8 Dec 2019)
  • Bright Brown Wealth Management Ltd

    FRN 769181

    • Employed By (since 13 Jan 2017)
  • Harrison Black Investment Services Limited

    FRN 209573

    • (5)Employed By (since 2 Jul 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 15 Nov 2002)
    • CF21 Investment Adviser (15 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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