Benjamin Silk

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rouse Limited

    FRN 152587

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 24 Jun 2021)
    • Responsibility for MCD Intermediation (since 24 Jun 2021)
    • Responsible for Insurance Distribution (since 24 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Feb 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (7 Jan 2016 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 May 2004 to 3 Mar 2005)
  • Bright Brown Wealth Management Ltd

    FRN 769181

    • Employed By (since 13 Jan 2017)
  • Harrison Black Investment Services Limited

    FRN 209573

    • (4)Employed By (since 14 May 2004)

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Updates to this individual's record on the FCA register.

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