RoundShield Partners LLP

• Principal Place of Business

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

  Web

  https://www.roundshield.com

• Complaints Contact

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Florian Dirscherl

  IRN FXD00083

  • [FCA CF] Client dealing (1 Nov 2022 to 8 Jul 2024)
• Gareth Kumar Fowler

  IRN GKF01011

  • SMF27 Partner (since 2 Jan 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Garrelt Hendrikus Stevens

  IRN GXS00724

  • [FCA CF] Client dealing (since 21 Oct 2024)
• Hayley Stewart

  IRN HXS00297

  • [FCA CF] Client dealing (since 5 Sep 2022)
• Herbert August Beckmann

  IRN HAB01073

  • CF1 Director (AR) (since 5 May 2021)
  • SMF27 Partner (since 15 Apr 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2021)
  • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Hubertus Freiherr von Fircks

  IRN HXF00129

  • [FCA CF] Client dealing (since 1 Nov 2024)
• Hussain Adnan

  IRN HXA00138

  • [FCA CF] Client dealing (1 Feb 2022 to 7 Sep 2023)
• Hyungjin Kim

  IRN HXK00294

  • [FCA CF] Client dealing (since 12 May 2025)
• Ignacio Lliso Arenillas

  IRN IXL01242

  • [FCA CF] Manager of certification employee (since 12 Aug 2024)
  • [FCA CF] Material risk taker (since 12 Aug 2024)
  • SMF27 Partner (since 9 May 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
• Jaime Figueroa Real de Asua

  IRN JXF00433

  • [FCA CF] Client dealing (since 5 Sep 2022)

• RS ISH ADVISORS LIMITED

  FRN 971500 · Appointed 8 Mar 2022

• ROUNDSHIELD ADVISORS (UK) LIMITED

  FRN 922779 · Appointed 16 Mar 2020 · Tied agent

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