RoundShield Partners LLP

• Principal Place of Business

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

  Web

  https://www.roundshield.com

• Complaints Contact

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Coyle

  IRN JXC89474

  • [FCA CF] Client dealing (since 16 Mar 2020)
• Jeremy Matallah

  IRN JXM03965

  • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
• John Kavanagh

  IRN JXK00399

  • [FCA CF] Client dealing (since 17 Jan 2024)
• John Zaback

  IRN JXZ01164

  • [FCA CF] Client dealing (since 23 Oct 2024)
• Jose Miguel Abad Vime

  IRN JXA00109

  • [FCA CF] Client dealing (since 17 Aug 2020)
• Kelly Louise Rothwell

  IRN KLR01048

  • CF30 Customer (6 Jun 2017 to 2 May 2019)
• Kevin John Buckett

  IRN KJB01177

  • SMF27 Partner (since 15 Apr 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Kristian Lokka

  IRN KXL01385

  • CF30 Customer (3 Jan 2017 to 14 Oct 2019)
  • CF4 Partner (3 Jan 2017 to 14 Oct 2019)
• Kristina Louise Denaro

  IRN KLK01019

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Lara Kate Godfrey

  IRN LXG07891

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)

• RS ISH ADVISORS LIMITED

  FRN 971500 · Appointed 8 Mar 2022

• ROUNDSHIELD ADVISORS (UK) LIMITED

  FRN 922779 · Appointed 16 Mar 2020 · Tied agent

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