RoundShield Partners LLP

• Principal Place of Business

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

  Web

  https://www.roundshield.com

• Complaints Contact

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Anna Mackintosh

  IRN LAM01154

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Maria Belen Masson

  IRN MXM00283

  • [FCA CF] Client dealing (13 Jan 2020 to 20 May 2022)
• Marta Miro

  IRN MXM01212

  • [FCA CF] Client dealing (5 Sep 2023 to 29 Mar 2024)
• Massimiliano Coletto

  IRN MXC01033

  • [FCA CF] Client dealing (since 2 Oct 2023)
• Matthew Stewart Talbot

  IRN MST01058

  • CF1 Director (AR) (since 3 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2021)
  • SMF16 Compliance Oversight (since 10 Mar 2021)
• Matthew Wallace

  IRN MXW02442

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2023)
  • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
• Maud Elsa Marine Michele Kerdelhue

  IRN MEK01056

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Maximilian Leeb

  IRN MXL01858

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (27 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Natalie Louise Walker-Owen

  IRN NXW00069

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
• Natalie Walker-Owen

  IRN NXW17640

  • CF30 Customer (24 Jul 2019 to 8 Dec 2019)

• RS ISH ADVISORS LIMITED

  FRN 971500 · Appointed 8 Mar 2022

• ROUNDSHIELD ADVISORS (UK) LIMITED

  FRN 922779 · Appointed 16 Mar 2020 · Tied agent

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