RoundShield Partners LLP

• Principal Place of Business

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

  Web

  https://www.roundshield.com

• Complaints Contact

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Natasha Louise Ayres

  IRN NXA07112

  • CF30 Customer (10 Oct 2018 to 26 Feb 2019)
• Nico Eyre-Jackson

  IRN NXE00093

  • [FCA CF] Client dealing (5 Jan 2024 to 18 Oct 2024)
• Nilesh Patel

  IRN NXP00110

  • [FCA CF] Client dealing (since 11 Mar 2021)
• Philipp Henle

  IRN PXH00678

  • [FCA CF] Client dealing (since 15 Aug 2023)
• Richard Donauer

  IRN RXD00502

  • [FCA CF] Client dealing (since 12 Jul 2024)
• Richard Simon Sharp

  IRN RSS01038

  • SMF27 Partner (9 Dec 2019 to 15 Feb 2021)
  • CF4 Partner (3 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
• Ronan Breen

  IRN RXB00502

  • [FCA CF] Client dealing (5 Aug 2021 to 21 Nov 2023)
• Rupert Burrows

  IRN RXB00750

  • [FCA CF] Client dealing (since 31 Jan 2023)
• Sorca McGeown

  IRN SXM01116

  • [FCA CF] Client dealing (4 Aug 2022 to 9 Sep 2024)
• Spencer Garrett Rhodes

  IRN SXR02498

  • SMF27 Partner (18 Dec 2024 to 21 Jul 2025)
  • [FCA CF] Manager of certification employee (23 Sep 2024 to 17 Jul 2025)
  • [FCA CF] Material risk taker (23 Sep 2024 to 17 Jul 2025)
  • [FCA CF] Client dealing (23 Sep 2024 to 17 Jul 2025)

• RS ISH ADVISORS LIMITED

  FRN 971500 · Appointed 8 Mar 2022

• ROUNDSHIELD ADVISORS (UK) LIMITED

  FRN 922779 · Appointed 16 Mar 2020 · Tied agent

No changes recorded yet.