RoundShield Partners LLP

• Principal Place of Business

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

  Web

  https://www.roundshield.com

• Complaints Contact

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Therese Ewa Caroline Möllevinge

  IRN TEM01034

  • CF30 Customer (6 Jul 2017 to 28 Jun 2019)
• Thomas Geoffrey Dale

  IRN TXD17050

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2023)
  • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
• Thomas Gordon Weaver

  IRN TXW19079

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Thomas Kan

  IRN TXK00297

  • [FCA CF] Client dealing (since 8 May 2025)
• Timothy Michael Pio Prendiville

  IRN TXP17641

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2022)
  • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
• Timothy Rupert Grimstone

  IRN TRG01039

  • CF30 Customer (7 Jun 2017 to 21 Aug 2019)
• Tomas Rosenthal Ayash

  IRN TXR00123

  • [FCA CF] Client dealing (1 Jul 2021 to 4 Feb 2022)
• Trinh Nguyen

  IRN TXN00099

  • [FCA CF] Client dealing (8 Aug 2023 to 16 Oct 2024)
• Tristan Lee

  IRN TXL00353

  • CF1 Director (AR) (since 8 Jan 2026)
• William Greer

  IRN WXG10159

  • CF30 Customer (15 Jan 2019 to 8 Dec 2019)

• RS ISH ADVISORS LIMITED

  FRN 971500 · Appointed 8 Mar 2022

• ROUNDSHIELD ADVISORS (UK) LIMITED

  FRN 922779 · Appointed 16 Mar 2020 · Tied agent

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