RoundShield Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Roundshield Partners LLP2 Fouberts PlaceLondonWestminsterW1F 7PAUNITED KINGDOM- Phone
- +442035975100
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Complaints Contact
Roundshield Partners LLP2 Fouberts PlaceLondonWestminsterW1F 7PAUNITED KINGDOM- Phone
- +442035975100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William Roger Parker
IRN WRP01019
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
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Yasmine Heila Bessaih
IRN YXB20242
- CF30 Customer (17 Sep 2019 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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RS ISH ADVISORS LIMITED
FRN 971500 · Appointed 8 Mar 2022
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ROUNDSHIELD ADVISORS (UK) LIMITED
FRN 922779 · Appointed 16 Mar 2020 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.