ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Benjamin James Laws

  IRN BXL00182

  • [FCA CF] Client dealing (1 Jun 2023 to 10 Jan 2024)
• Benjamin Rose

  IRN BXR09974

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Jan 2019 to 8 Dec 2019)
• Bianca Alfano

  IRN BLG01015

  • CF30 Customer (1 Apr 2014 to 13 Sep 2019)
• Bianca Deborah Dallal

  IRN BDD01015

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Bingqing Zhu

  IRN BXZ00016

  • [FCA CF] Client dealing (since 2 Sep 2021)
• Blanca Segimont de la Concha

  IRN BXS00484

  • [FCA CF] Client dealing (since 26 Mar 2024)
• Brandi Bailey

  IRN BXB01331

  • [FCA CF] Client dealing (22 Sep 2023 to 31 May 2024)
• Brandon Henderson

  IRN BXH00245

  • [FCA CF] Client dealing (since 7 Sep 2022)
• Brian Desmond McCormack

  IRN BDM01015

  • [FCA CF] Client dealing (since 9 May 2025)
• Brian Schwieger

  IRN BJS01060

  • [FCA CF] Material risk taker (27 Sep 2021 to 6 Apr 2023)

No changes recorded yet.