Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Aug 2024)
    • [FCA CF] Client dealing (since 27 Mar 2024)
    • [FCA CF] Client dealing (since 9 Apr 2024)
    • [FCA CF] Material risk taker (since 9 Apr 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Algorithmic trading (19 Jul 2021 to 4 Jul 2023)
    • [FCA CF] Material risk taker (15 Sep 2020 to 4 Jul 2023)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 4 Jul 2023)
    • [FCA CF] Client dealing (15 Sep 2020 to 4 Jul 2023)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Algorithmic trading (19 Jul 2021 to 4 Jul 2023)
    • [FCA CF] Client dealing (15 Sep 2020 to 4 Jul 2023)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 4 Jul 2023)
    • [FCA CF] Material risk taker (15 Sep 2020 to 4 Jul 2023)
  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • CF30 Customer (1 Apr 2014 to 13 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.