ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Bruno-Philippe Coutinho

  IRN BXC00423

  • SMF5 Head of Internal Audit (since 29 Apr 2025)
  • [FCA CF] Material risk taker (since 29 Apr 2025)
• Camilla Edwards

  IRN CXE01364

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jan 2018 to 8 Dec 2019)
• Cara Thomson

  IRN CXM00982

  • [FCA CF] Client dealing (since 13 Nov 2023)
• Carl Raynsford

  IRN CXR00265

  • [FCA CF] Client dealing (17 Aug 2021 to 29 Apr 2022)
• Casey McElligott

  IRN BXC01309

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 23 Mar 2022)
• Catherine Walker

  IRN CXW00389

  • [FCA CF] Client dealing (2 Dec 2021 to 23 Oct 2023)
• Cedric Stiegler

  IRN CXS01135

  • [FCA CF] Client dealing (since 16 Mar 2026)
• Charles Alastair Winston

  IRN CAW01075

  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Charles Bendit

  IRN CJB01469

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
• Charles Coldicott

  IRN CXC02164

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
  • CF30 Customer (10 Jul 2017 to 8 Dec 2019)

No changes recorded yet.