Brandi Bailey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- [FCA CF] Client dealing (22 Sep 2023 to 31 May 2024)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- [FCA CF] Algorithmic trading (10 May 2022 to 17 Aug 2023)
- [FCA CF] Client dealing (10 May 2022 to 17 Aug 2023)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (4 Sep 2009 to 4 Feb 2011)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (9 Nov 2006 to 11 Jul 2007)
- CF22 Investment Adviser (Trainee) (31 Oct 2006 to 9 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.