ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Willson

    IRN AJW01265

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Andrew Stephen Kocen

    IRN ASK01024

    • CF30 Customer (1 Apr 2014 to 30 Jun 2016)
  • Andrew Tam

    IRN AXT00434

    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Andrew Westoby

    IRN ACW01089

    • [FCA CF] Client dealing (14 Aug 2023 to 9 Jan 2024)
  • Angela Denneny

    IRN AMD01228

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF29 Significant management (29 Sep 2014 to 8 Dec 2019)
  • Angus Bauer

    IRN AXB02645

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2021)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • AnitaTanuja Vasu

    IRN AXV01201

    • CF30 Customer (1 Apr 2014 to 13 Oct 2014)
  • Anna Andréa Jeanne Dietrich

    IRN AXD00859

    • [FCA CF] Client dealing (since 2 Jan 2024)
  • Annabel May Brownrigg-Gleeson

    IRN AMB01339

    • CF30 Customer (1 Apr 2014 to 5 Jan 2017)
  • Anthony Atkins

    IRN AXA01112

    • [FCA CF] Manager of certification employee (since 1 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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