Andrew Stephen Kocen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MFS INTERNATIONAL (U.K.) LIMITED
FRN 181136
- [FCA CF] Client dealing (since 4 Dec 2025)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- [FCA CF] Client dealing (10 Apr 2024 to 16 May 2025)
- CF30 Customer (3 Feb 2017 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- [FCA CF] Client dealing (10 Apr 2024 to 16 May 2025)
- CF30 Customer (3 Feb 2017 to 8 Dec 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- [FCA CF] Client dealing (10 Apr 2024 to 16 May 2025)
- CF30 Customer (3 Feb 2017 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (3 Feb 2017 to 8 Dec 2019)
ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- CF30 Customer (1 Apr 2014 to 30 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.