ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Graham Jones

    IRN AGJ01050

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Anthony Rickards

    IRN AXR02865

    • CF30 Customer (31 Aug 2017 to 16 Aug 2018)
  • Antoine De Guillenchmidt

    IRN AXD01274

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Antoniu Nicolae Tuduce

    IRN AXT00358

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Artem Chubarov

    IRN AXC00567

    • [FCA CF] Client dealing (since 8 Sep 2022)
  • Ashlee Ahilan Ramanathan

    IRN AAR01082

    • CF30 Customer (9 Mar 2017 to 8 Dec 2019)
  • Ashton James Olds

    IRN AXO00140

    • [FCA CF] Client dealing (1 Jun 2023 to 24 Oct 2025)
  • Ben Burston

    IRN BXB01592

    • SMF2 Chief Finance (29 Nov 2022 to 28 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2025)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (3 Jun 2014 to 8 Dec 2019)
  • Benjamin Daniel Eric Glaeser

    IRN BDG01026

    • [FCA CF] Manager of certification employee (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
  • Benjamin Denney

    IRN BXD01369

    • [FCA CF] Client dealing (since 17 Mar 2020)
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Recent activity

Updates to this firm's record on the FCA register.

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