Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • SMF2 Chief Finance (29 Nov 2022 to 28 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Mar 2025)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (3 Jun 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.