Rothschild & Co Equity Markets Solutions Limited

Companies House
13317911
Last scraped
14 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy John Wiseman

    IRN JXW01427

    • (68)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
    • (69)[FCA CF] Manager of certification employee (24 May 2022 to 24 Apr 2026)
  • Jonathan Roger Finn

    IRN JRF01037

    • (79)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Jonathan Westcott

    IRN JXW01309

    • (8)SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 9 Oct 2023)
    • (9)SMF16 Compliance Oversight (1 Apr 2022 to 9 Oct 2023)
    • (10)SMF3 Executive Director (1 Apr 2022 to 9 Oct 2023)
  • Joshua Francis Smith

    IRN JXS00753

    • (55)[FCA CF] Client dealing (24 May 2022 to 18 Oct 2022)
  • Juan Hendy

    IRN JXH00400

    • (64)[FCA CF] Client dealing (24 May 2022 to 10 Jul 2025)
  • Katherine Ellen Goligher

    IRN KXG00098

    • (65)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Katie Pollard

    IRN KXP00378

    • (26)[FCA CF] Client dealing (6 Dec 2023 to 15 Jul 2024)
  • Lauren Kate Miller

    IRN LKM01031

    • (62)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Lynn Hazelwood

    IRN LXH01119

    • (78)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Mia Day

    IRN MXD00353

    • (56)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

  1. status changed: No longer authorised

  2. trading name added: Rothschild & Co Equity Markets Solutions Limited

  3. trading name added: Rothschild & Co Capital Markets Advisory Limited

  4. permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)

  5. permission removed: Agreeing to carry on a regulated activity

  6. permission removed: Arranging (bringing about) deals in investments

  7. permission removed: Dealing in investments as agent

  8. permission removed: Dealing in investments as principal

  9. permission removed: Making arrangements with a view to transactions in investments

  10. requirement removed: OR-0196865

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