Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 31 Dec 2020)
- CF30 Customer (26 Jul 2019 to 8 Dec 2019)
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- (78)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
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- [FCA CF] Client dealing (7 Mar 2016 to 23 May 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Jan 2002 to 26 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited
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controlled function added: (78)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited