Jonathan Westcott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Material risk taker (since 9 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 21 Sep 2023)
    • CF11 Money Laundering Reporting (19 Sep 2016 to 8 Dec 2019)
    • SMF16 Compliance Oversight (7 Mar 2016 to 19 Sep 2016)
    • CF1 Director (1 Dec 2001 to 13 Dec 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Mar 2016)
  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2021 to 9 Feb 2023)
    • SMF16 Compliance Oversight (11 May 2020 to 9 Dec 2021)
    • CF2 Non Executive Director (16 Aug 2016 to 8 Dec 2019)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (10)SMF3 Executive Director (1 Apr 2022 to 9 Oct 2023)
    • (9)SMF16 Compliance Oversight (1 Apr 2022 to 9 Oct 2023)
    • (8)SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 9 Oct 2023)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • SMF16 Compliance Oversight (7 Jan 2021 to 2 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jan 2021 to 2 Apr 2024)
    • SMF27 Partner (9 Dec 2019 to 18 Apr 2024)
    • CF4 Partner (18 Jul 2016 to 8 Dec 2019)
  • Rothschild & Co Europe Partnership (no longer approved here)

    FRN 801234

    • Employed By (19 Feb 2018 to 17 Mar 2021)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF2 Non Executive Director (AR) (18 May 2015 to 30 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)SMF17 Money Laundering Reporting Officer (MLRO) at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function added: (9)SMF16 Compliance Oversight at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function added: (10)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited