Jeremy John Wiseman

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (68)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
    • (69)[FCA CF] Manager of certification employee (24 May 2022 to 24 Apr 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function removed: [FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function added: (68)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  4. controlled function added: (69)[FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited