Rothschild & Co Equity Markets Solutions Limited

Companies House
13317911
Last scraped
14 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michal Tomasz Lewicki

    IRN MXL00445

    • (11)[FCA CF] Client dealing (12 Aug 2022 to 24 Apr 2026)
  • Mohini Suri

    IRN MXS04130

    • (59)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Nicholas James Tassell

    IRN NJT01107

    • (100)SMF16 Compliance Oversight (27 Sep 2023 to 19 Sep 2025)
    • (101)SMF3 Executive Director (27 Sep 2023 to 19 Sep 2025)
    • (99)SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2023 to 19 Sep 2025)
  • Nigel William Himsworth

    IRN NWH01013

    • (20)[FCA CF] Client dealing (4 Jun 2024 to 13 Mar 2025)
  • Noel Monro

    IRN NXM01420

    • (75)[FCA CF] Client dealing (24 May 2022 to 13 Dec 2025)
    • (76)[FCA CF] Manager of certification employee (24 May 2022 to 13 Dec 2025)
  • Patrick Thomas Wellington

    IRN PTW01018

    • (45)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
  • Paul Julian Stephan

    IRN PXS00939

    • (12)[FCA CF] Client dealing (16 Jul 2025 to 24 Apr 2026)
  • Paul O'Leary

    IRN PXO01174

    • (102)SMF3 Executive Director (31 Mar 2022 to 4 Aug 2023)
  • Peter James Nicklin

    IRN PJN01041

    • (72)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
    • (73)[FCA CF] Manager of certification employee (24 May 2022 to 24 Apr 2026)
  • Rachel Emma Hunt

    IRN REH01096

    • (77)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (94)[FCA CF] Material risk taker

  2. controlled function added: (93)[FCA CF] Client dealing

  3. controlled function added: (92)SMF3 Executive Director

  4. controlled function added: (91)SMF3 Executive Director

  5. controlled function added: (90)[FCA CF] Client dealing

  6. controlled function added: (89)[FCA CF] Client dealing

  7. controlled function added: (88)[FCA CF] Manager of certification employee

  8. controlled function added: (87)[FCA CF] Client dealing

  9. controlled function added: (86)SMF3 Executive Director

  10. controlled function added: (85)[FCA CF] Manager of certification employee

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