Nicholas James Tassell

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CELF Advisors LLP

    FRN 531016

    • SMF16 Compliance Oversight (since 20 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2025)
    • SMF27 Partner (since 20 Nov 2025)
  • CECP Advisors LLP

    FRN 531409

    • SMF16 Compliance Oversight (since 20 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2025)
    • SMF27 Partner (since 20 Nov 2025)
  • AlpInvest Partners LLP

    FRN 1001446

    • SMF27 Partner (since 20 Nov 2025)
    • SMF16 Compliance Oversight (since 20 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2025)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (101)SMF3 Executive Director (27 Sep 2023 to 19 Sep 2025)
    • (100)SMF16 Compliance Oversight (27 Sep 2023 to 19 Sep 2025)
    • (99)SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2023 to 19 Sep 2025)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jun 2023 to 19 Sep 2025)
    • SMF16 Compliance Oversight (7 Jun 2023 to 19 Sep 2025)
    • SMF3 Executive Director (7 Jun 2023 to 19 Sep 2025)
  • Montagu Private Equity LLP (no longer approved here)

    FRN 460940

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2021 to 7 Jan 2022)
  • PJT Partners (UK) Limited (no longer approved here)

    FRN 678983

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Mar 2020)
    • CF11 Money Laundering Reporting (1 Oct 2015 to 8 Dec 2019)
    • CF28 Systems and controls (1 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
  • Blackstone Europe LLP (no longer approved here)

    FRN 520839

    • CF1 Director (AR) (18 Oct 2011 to 1 Sep 2015)
    • CF10 Compliance Oversight (16 May 2011 to 1 Sep 2015)
    • CF11 Money Laundering Reporting (16 May 2011 to 1 Sep 2015)
  • Blackstone Real Estate Debt Advisors UK Limited (no longer approved here)

    FRN 565822

    • Employed By (18 Oct 2011 to 1 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (99)SMF17 Money Laundering Reporting Officer (MLRO) at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function added: (100)SMF16 Compliance Oversight at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function added: (101)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited