CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . CECP Investment Advisors Limited

  IRN XXC01175

  • CF3 Chief Executive (18 Nov 2010 to 19 Apr 2011)
  • CF4 Partner (18 Nov 2010 to 1 Mar 2011)
• . CECP, L.L.C.

  IRN XXC01176

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 Nov 2010 to 8 Dec 2019)
• Akarsh Nayyar

  IRN AXN89852

  • [FCA CF] Client dealing (since 22 Jan 2026)
• Alex Wagenberg

  IRN AXW01996

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF30 Customer (5 Nov 2018 to 9 Dec 2019)
  • CF4 Partner (1 Nov 2014 to 9 Dec 2019)
• Alexander Barrett

  IRN AXB01317

  • [FCA CF] Client dealing (since 12 Apr 2023)
• Alexander Michael Pietruska

  IRN AMP01094

  • CF4 Partner (10 Apr 2012 to 31 Dec 2014)
  • CF30 Customer (10 Apr 2012 to 31 Dec 2014)
• Alexis George Stirling

  IRN AGS01118

  • CF4 Partner (24 Sep 2013 to 28 Sep 2017)
  • CF30 Customer (18 Nov 2010 to 28 Sep 2017)
• Alexis Kemlin

  IRN AXK01508

  • CF4 Partner (19 Apr 2012 to 18 Dec 2015)
  • CF30 Customer (18 Nov 2010 to 18 Dec 2015)
• Alix Borch

  IRN AXB00694

  • [FCA CF] Client dealing (since 31 Mar 2021)
• An-Sofie Vanhulle

  IRN AXV00263

  • [FCA CF] Client dealing (since 24 Feb 2025)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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