Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (75)[FCA CF] Client dealing (24 May 2022 to 13 Dec 2025)
    • (76)[FCA CF] Manager of certification employee (24 May 2022 to 13 Dec 2025)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 13 Dec 2025)
    • [FCA CF] Manager of certification employee (31 Dec 2020 to 13 Dec 2025)
    • CF30 Customer (13 Nov 2007 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (75)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function added: (76)[FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited