Rosemount Financial Solutions (IFA) Limited

Date authorised
1 April 2013
Companies House
05668905
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2-4 Chequers Road
    Basingstoke
    Hampshire
    RG21 7PU
    UNITED KINGDOM
    Phone
    +441256405460
    Web
    https://rosemountfs-ifa.co.uk

  • Complaints Contact

    2-4 Chequers Road
    Basingstoke
    Hampshire
    RG21 7PU
    UNITED KINGDOM
    Phone
    +441256405460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Personal pension scheme

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susannah Iles

    IRN SXI00029

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF4 Partner (AR) (since 10 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (since 19 Mar 2021)
  • Suzanne Margaret Gore

    IRN SXG00152

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 5 Mar 2021)
  • Syed Jafri

    IRN SHJ01016

    • [FCA CF] Client dealing (7 Dec 2020 to 21 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2021)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Thomas Alexander Kesterton

    IRN TAK01034

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 30 Jan 2025)
  • Thomas Cram

    IRN TXC00331

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2023 to 29 Sep 2023)
  • Thomas Joseph Denman

    IRN TXD00048

    • Appointed representative dealing with clients for which they require qualification (7 Jun 2021 to 30 Nov 2022)
  • Timothy Charles Robert Henderson

    IRN TCH00008

    • CF1 Director (AR) (3 Aug 2020 to 31 Jan 2021)
    • CF30 Customer (22 Apr 2020 to 31 Jan 2021)
    • [FCA CF] Functions requiring qualifications (22 Apr 2020 to 31 Jan 2021)
  • Tirath Singh Gill

    IRN TSG01014

    • Appointed representative dealing with clients for which they require qualification (5 Mar 2021 to 31 Jul 2024)
  • Toby Keate

    IRN TJK01051

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 19 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 14 Dec 2020)
    • CF5 Director of Unincorporated Association (AR) (19 Feb 2021 to 25 Mar 2025)
  • Tracey Anne Barnes

    IRN TXB00075

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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