Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (13 Aug 2021 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (13 Aug 2021 to 13 Mar 2026)
  • Rosemount Financial Solutions (IFA) Limited (no longer approved here)

    FRN 535515

    • [FCA CF] Client dealing (7 Dec 2020 to 21 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2021)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Aug 2018 to 5 Nov 2018)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (10)Employed By (21 Aug 2018 to 5 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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