Toby Keate

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF30 Customer (since 19 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 14 Dec 2020)
    • CF5 Director of Unincorporated Association (AR) (19 Feb 2021 to 25 Mar 2025)
  • Toby Keate

    FRN 937461

    • (1)Employed By (since 19 Feb 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2020)
    • CF1 Director (AR) (16 Apr 2009 to 6 Jun 2012)
    • CF30 Customer (16 Apr 2009 to 23 Dec 2020)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (95)Employed By (6 Jun 2012 to 23 Dec 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 Apr 2009 to 6 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.