Timothy Charles Robert Henderson

• 2 Plan Wealth Management Limited

  FRN 461598

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 28 Mar 2023)
  • CF30 Customer (since 9 Feb 2023)
  • CF1 Director (AR) (since 9 Feb 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 28 Mar 2023)
  • [FCA CF] Client dealing (1 Dec 2022 to 28 Mar 2023)
• Sandringham Financial Partners Limited (no longer approved here)

  FRN 581304

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 28 Sep 2022)
  • [FCA CF] Client dealing (1 Feb 2021 to 28 Sep 2022)
• Rosemount Financial Solutions (IFA) Limited (no longer approved here)

  FRN 535515

  • CF1 Director (AR) (3 Aug 2020 to 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (22 Apr 2020 to 31 Jan 2021)
  • CF30 Customer (22 Apr 2020 to 31 Jan 2021)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF4 Partner (AR) (29 Mar 2018 to 4 Nov 2019)
  • CF1 Director (AR) (4 Jul 2017 to 23 Jul 2018)
  • CF30 Customer (1 Nov 2007 to 4 Nov 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Trust and Estate Planning Advisory Service (no longer approved here)

  FRN 416468

  • Employed By (8 Dec 2004 to 4 Nov 2019)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

No changes recorded yet.