Rosemount Financial Solutions (IFA) Limited

Date authorised
1 April 2013
Companies House
05668905
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2-4 Chequers Road
    Basingstoke
    Hampshire
    RG21 7PU
    UNITED KINGDOM
    Phone
    +441256405460
    Web
    https://rosemountfs-ifa.co.uk

  • Complaints Contact

    2-4 Chequers Road
    Basingstoke
    Hampshire
    RG21 7PU
    UNITED KINGDOM
    Phone
    +441256405460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Personal pension scheme

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Max Stephen Sullivan

    IRN MXS20342

    • Appointed representative dealing with clients for which they require qualification (15 Jun 2020 to 31 Jan 2021)
    • CF30 Customer (1 Jun 2020 to 31 Jan 2021)
  • Merrick Roland Platts

    IRN MRP00002

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2026)
    • CF30 Customer (since 25 Feb 2026)
    • CF1 Director (AR) (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 24 Sep 2025)
    • [FCA CF] Functions requiring qualifications (24 Sep 2025 to 7 Apr 2026)
  • Michael David Johnson

    IRN MXJ00012

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2026)
  • Michael Dickenson

    IRN MXD00726

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Dec 2025)
    • CF30 Customer (since 3 Dec 2025)
  • Michael Hunt

    IRN MXH00877

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2026)
    • CF1 Director (AR) (since 19 Dec 2025)
    • [FCA CF] Functions requiring qualifications (5 Nov 2025 to 2 Jan 2026)
  • Michael Isaac Byers

    IRN MIB01056

    • CF1 Director (AR) (since 11 Mar 2025)
    • [FCA CF] Client dealing (7 Nov 2022 to 8 Apr 2024)
    • CF30 Customer (12 Oct 2022 to 8 Apr 2024)
    • CF5 Director of Unincorporated Association (AR) (12 Oct 2022 to 25 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (23 Sep 2022 to 8 Apr 2024)
  • Michael James Harris

    IRN MXH01815

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Aug 2024)
    • CF1 Director (AR) (since 5 Jul 2023)
    • [FCA CF] Functions requiring qualifications (12 Jun 2023 to 16 Aug 2023)
  • Michael Lavin

    IRN MXL01948

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Dec 2025)
    • CF1 Director (AR) (since 13 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 12 Aug 2025)
  • Michael Simpson

    IRN MAS00084

    • Appointed representative dealing with clients for which they require qualification (19 Apr 2021 to 3 May 2024)
  • Michael Welton

    IRN MJW01547

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 22 Dec 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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