Merrick Roland Platts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2026)
    • CF1 Director (AR) (since 25 Feb 2026)
    • CF30 Customer (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 24 Sep 2025)
    • [FCA CF] Functions requiring qualifications (24 Sep 2025 to 7 Apr 2026)
  • Merrick Platts Financial Services Limited

    FRN 1049384

    • (1)Employed By (since 25 Feb 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Sep 2025)
    • CF30 Customer (27 Jul 2015 to 3 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.