Max Stephen Sullivan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Aug 2025)
    • CF30 Customer (since 25 Jul 2025)
    • CF1 Director (AR) (since 25 Jul 2025)
  • Archgate Wealth Ltd

    FRN 1037765

    • (1)Employed By (since 25 Jul 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (5 Oct 2022 to 18 Jun 2025)
    • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 18 Jun 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (1 Feb 2021 to 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 29 Jul 2022)
  • Rosemount Financial Solutions (IFA) Limited (no longer approved here)

    FRN 535515

    • Appointed representative dealing with clients for which they require qualification (15 Jun 2020 to 31 Jan 2021)
    • CF30 Customer (1 Jun 2020 to 31 Jan 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Sep 2019 to 12 Jun 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (570)Employed By (17 Sep 2019 to 12 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Archgate Wealth Ltd

  2. controlled function added: (1)Employed By at Archgate Wealth Ltd