Rosemount Asset Management Ltd

Companies House
SC360214
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Foster Denovo
    Tay House
    300 Bath Street
    Glasgow
    G2 4JR
    UNITED KINGDOM
    Phone
    +4401416112134
    Web
    https://www.fosterdenovo.com

  • Complaints Contact

    Ruxley House
    2 Hamm Moor Lane
    Addlestone
    Surrey
    KT15 2SA
    UNITED KINGDOM
    Phone
    +4401932870720

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graeme William Leckie

    IRN GWL00003

    • [FCA CF] Client dealing (16 Nov 2020 to 31 Aug 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 31 Aug 2024)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • Graham John Scott

    IRN GJS00019

    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 20 Nov 2024)
    • [FCA CF] Client dealing (16 Nov 2020 to 20 Nov 2024)
    • CF30 Customer (15 May 2012 to 8 Dec 2019)
  • Jacquelin Ann Pirrie

    IRN JAP01227

    • CF1 Director (19 Jan 2010 to 22 Aug 2019)
  • Jon Thomas Sweeney

    IRN JTS00004

    • [FCA CF] Client dealing (8 Nov 2020 to 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (8 Nov 2020 to 20 Nov 2024)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • Raymond Thomas Pirrie

    IRN RTP00013

    • [FCA CF] Client dealing (9 Dec 2020 to 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 20 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Apr 2026)
    • Responsible for Insurance Mediation (19 Jan 2010 to 30 Sep 2018)
    • CF30 Customer (19 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jan 2010 to 8 Dec 2019)
    • CF1 Director (19 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.