Graham John Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
  • Rosemount Asset Management Ltd (no longer approved here)

    FRN 503943

    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 20 Nov 2024)
    • [FCA CF] Client dealing (16 Nov 2020 to 20 Nov 2024)
    • CF30 Customer (15 May 2012 to 8 Dec 2019)
  • Save & Invest (Financial Planning) Limited (no longer approved here)

    FRN 144940

    • CF30 Customer (1 Nov 2007 to 20 Apr 2012)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.