Raymond Thomas Pirrie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2024 to 28 Feb 2025)
  • Rosemount Asset Management Ltd (no longer approved here)

    FRN 503943

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 20 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 20 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Apr 2026)
    • CF11 Money Laundering Reporting (19 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (19 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Jan 2010 to 30 Sep 2018)
    • CF1 Director (19 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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