Graeme William Leckie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAVENSTONE FINANCIAL MANAGEMENT LTD.

    FRN 207506

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 26 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
  • Rosemount Mortgage Services Limited

    FRN 739790

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (16 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Aug 2016 to 30 Sep 2018)
  • Rosemount Asset Management Ltd (no longer approved here)

    FRN 503943

    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 31 Aug 2024)
    • [FCA CF] Client dealing (16 Nov 2020 to 31 Aug 2024)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • Kelvin Financial Planning Limited (no longer approved here)

    FRN 568257

    • CF1 Director (AR) (11 Sep 2013 to 26 Aug 2016)
    • CF11 Money Laundering Reporting (22 Feb 2012 to 26 Aug 2016)
    • CF30 Customer (22 Feb 2012 to 31 Oct 2016)
    • CF1 Director (22 Feb 2012 to 26 Aug 2016)
  • RA Financial Planning Limited (no longer approved here)

    FRN 602705

    • (8)Employed By (5 Sep 2013 to 31 Oct 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (15 Nov 2011 to 30 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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