ROBERT GERRARD & WESTBROOK LIMITED

Date authorised
1 April 2013
Companies House
03637689
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Robert Gerrard & Westbrook Ltd
    51 Yarmouth Road
    Norwich
    Norfolk
    NR7 0ET
    UNITED KINGDOM
    Phone
    +4401603499250
    Web
    https://www.rgwifa.co.uk

  • Complaints Contact

    Robert Gerrard & Westbrook Ltd
    51 Yarmouth Road
    Norwich
    Norfolk
    NR7 0ET
    UNITED KINGDOM
    Phone
    +4401603499250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Gamble

    IRN IXG80122

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
  • Jacqueline Ann Roberta Townsend

    IRN JAT00028

    • CF1 Director (1 Dec 2001 to 30 Oct 2006)
  • James Lewin

    IRN JXL02272

    • CF30 Customer (3 Jan 2018 to 21 May 2018)
  • Jason Richard Howard

    IRN JRH00062

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2026)
    • Responsible for Insurance Mediation (20 Aug 2014 to 30 Sep 2018)
    • CF1 Director (4 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
  • Jennie Warne

    IRN JXW00654

    • [FCA CF] Manager of certification employee (21 Feb 2022 to 19 Jan 2026)
  • John James Fairbanks

    IRN JJF00010

    • CF21 Investment Adviser (19 Jun 2002 to 10 Feb 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Feb 2003)
  • John Myron Westbrook Yates

    IRN JMY00003

    • CF30 Customer (1 Nov 2007 to 18 Jul 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Aug 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Aug 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Jul 2014)
    • CF1 Director (1 Dec 2001 to 18 Jul 2014)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 4 Nov 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Jon Glister

    IRN JXG19164

    • [FCA CF] Manager of certification employee (2 May 2023 to 26 Feb 2024)
  • Kathryn Anne Yates

    IRN KAY00003

    • CF1 Director (1 Dec 2001 to 14 Jun 2012)
  • Keith Thomas Townsend

    IRN KTT00001

    • CF1 Director (1 Dec 2001 to 30 Oct 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Jan 2002)
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Recent activity

Updates to this firm's record on the FCA register.

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