John Myron Westbrook Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penvest Limited (no longer approved here)

    FRN 407889

    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • CF30 Customer (1 Nov 2007 to 18 Jul 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Aug 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 18 Jul 2014)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 4 Nov 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Jul 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.