RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Charles Johnston
IRN CXJ00028
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Charles Landeman
IRN CJL01117
- CF21 Investment Adviser (7 Jan 2005 to 11 Nov 2005)
- CF22 Investment Adviser (Trainee) (7 Jun 2004 to 7 Jan 2005)
Charles Manuel Craven-Bartle
IRN CMC01120
- CF22 Investment Adviser (Trainee) (27 May 2002 to 13 Dec 2002)
Charles McCormick
IRN CEM00016
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)
Charles Parsons
IRN CXP00087
- CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
Charles Patchett
IRN CAP01080
- CF21 Investment Adviser (10 Feb 2004 to 30 Apr 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 10 Feb 2004)
Charles Patterson Laird Grant
IRN CPG00007
- CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2004)
Charles Robert Ellis
IRN CRE00010
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
Charles Stuart Douglas Roper
IRN CSR01063
- CF22 Investment Adviser (Trainee) (29 Jul 2004 to 15 Oct 2004)
Charles Stuart Joy
IRN CSJ01016
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 10 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.