Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (21 May 2015 to 21 Jul 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (31 Dec 2014 to 20 Apr 2015)
  • Warwick Road Financial Services Ltd (no longer approved here)

    FRN 656015

    • Employed By (22 Dec 2014 to 20 Apr 2015)
  • Beard & Coles Financial Practice Ltd (no longer approved here)

    FRN 182412

    • (10)Employed By (16 May 2014 to 30 Dec 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Nov 2012)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 24 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Jan 2005 to 11 Nov 2005)
    • CF22 Investment Adviser (Trainee) (7 Jun 2004 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Beard & Coles Financial Practice Ltd

  2. controlled function added: (10)Employed By at Beard & Coles Financial Practice Ltd