Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (21 May 2015 to 21 Jul 2021)
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- CF30 Customer (31 Dec 2014 to 20 Apr 2015)
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- Employed By (22 Dec 2014 to 20 Apr 2015)
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- (10)Employed By (16 May 2014 to 30 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 4 Nov 2012)
- CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Feb 2006 to 24 Aug 2006)
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- CF21 Investment Adviser (7 Jan 2005 to 11 Nov 2005)
- CF22 Investment Adviser (Trainee) (7 Jun 2004 to 7 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Beard & Coles Financial Practice Ltd
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controlled function added: (10)Employed By at Beard & Coles Financial Practice Ltd