Charles Parsons

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2021)
    • [FCA CF] Client dealing (since 11 Jun 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 May 2021)
    • CF30 Customer (17 Dec 2013 to 26 May 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (9 Sep 2010 to 20 Dec 2013)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (9 Sep 2010 to 26 May 2021)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (34)Employed By (2 Sep 2008 to 16 Aug 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Sep 2008 to 16 Aug 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.