Charles McCormick

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 May 2023)
    • [FCA CF] Client dealing (since 3 May 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (10 Sep 2021 to 4 May 2023)
    • CF30 Customer (5 Feb 2021 to 4 May 2023)
  • V-Financial Ltd (no longer approved here)

    FRN 647048

    • (7)Employed By (5 Feb 2021 to 4 May 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 17 Feb 2021)
    • CF30 Customer (24 May 2012 to 17 Feb 2021)
    • CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
    • CF1 Director (AR) (16 Feb 2006 to 15 May 2012)
  • Charles McCormick (no longer approved here)

    FRN 580891

    • Employed By (24 May 2012 to 4 May 2023)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)Employed By at V-Financial Ltd