RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian Andrew Heapy
IRN BAH01069
- CF30 Customer (14 Dec 2007 to 22 Aug 2008)
Brian Andrew Jones
IRN BAJ00008
- CF21 Investment Adviser (25 Feb 2003 to 17 Sep 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Brian Anthony Close
IRN BAC01081
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (11 Apr 2007 to 31 Oct 2007)
Brian Anthony Shearsmith
IRN BAS00036
- CF21 Investment Adviser (10 Jan 2002 to 29 Aug 2003)
Brian Ashton
IRN BXA00032
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (17 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 17 Mar 2004)
Brian Bernard Stuart Hall
IRN BBH01006
- CF22 Investment Adviser (Trainee) (18 Aug 2006 to 13 Nov 2006)
Brian Cargill
IRN BXC01276
- CF21 Investment Adviser (14 Mar 2005 to 22 Jun 2005)
- CF22 Investment Adviser (Trainee) (29 Jul 2004 to 14 Mar 2005)
Brian Charles Kent
IRN BCK00003
- CF30 Customer (1 Nov 2007 to 24 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Brian Christopher Davies
IRN BCD00008
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Brian Cunningham
IRN BXC00040
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.