Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 14 Jan 2011)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 6 Sep 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 May 2006 to 20 Oct 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF22 Investment Adviser (Trainee) (6 Jul 2005 to 30 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Mar 2005 to 22 Jun 2005)
    • CF22 Investment Adviser (Trainee) (29 Jul 2004 to 14 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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