Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 May 2015)
    • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 25 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.