RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Ashley Parry
IRN ADP01116
- CF30 Customer (23 Jun 2008 to 2 Oct 2010)
Ashley Simon Marshall
IRN ASM01125
- CF21 Investment Adviser (5 Aug 2004 to 28 Jan 2005)
- CF22 Investment Adviser (Trainee) (24 Feb 2004 to 5 Aug 2004)
Ashley Vincent Lavery
IRN AVL01016
- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF22 Investment Adviser (Trainee) (6 Sep 2006 to 31 Oct 2007)
Ashvinbhai Ishwarbhai Patel
IRN AIP01017
- CF30 Customer (13 Dec 2010 to 28 Oct 2011)
Asif Ibrahim
IRN MAI01011
- CF21 Investment Adviser (15 Dec 2004 to 28 Jul 2005)
- CF22 Investment Adviser (Trainee) (5 Dec 2003 to 15 Dec 2004)
Asif Khan
IRN AXK01644
- CF30 Customer (6 Nov 2007 to 7 Jan 2008)
Ataf Ali
IRN AXA01579
- CF21 Investment Adviser (24 Aug 2006 to 12 Jan 2007)
- CF22 Investment Adviser (Trainee) (9 Dec 2004 to 24 Aug 2006)
Athon Oliver Selmes
IRN AOS01012
- CF22 Investment Adviser (Trainee) (24 Apr 2006 to 24 Aug 2007)
Aubrey Michael Anderson
IRN AMA00006
- CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
Aurang Zeib
IRN AXZ01114
- CF30 Customer (11 Jan 2008 to 22 Aug 2008)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.