Ashley Simon Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 18 Jun 2020)
    • CF30 Customer (since 18 Jun 2020)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Ashley Marshall Financial Planning Ltd

    FRN 927477

    • Employed By (since 18 Jun 2020)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (9 Jul 2013 to 9 Sep 2013)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2005 to 4 Oct 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Aug 2004 to 28 Jan 2005)
    • CF22 Investment Adviser (Trainee) (24 Feb 2004 to 5 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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