Ashley Parry

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polygon Financial Ltd

    FRN 435238

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2019 to 8 Dec 2019)
    • CF1 Director (4 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (23 Oct 2015 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (25 Oct 2010 to 30 Jul 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (23 Jun 2008 to 2 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.