Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 May 2022)
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- Appointed representative dealing with clients for which they require qualification (8 Feb 2022 to 28 Apr 2022)
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- CF1 Director (AR) (1 Jun 2009 to 30 Sep 2010)
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- CF21 Investment Adviser (15 Dec 2004 to 28 Jul 2005)
- CF22 Investment Adviser (Trainee) (5 Dec 2003 to 15 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.