RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alexander William Bland
IRN AWB00012
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Alexander Woods
IRN AXW00088
- CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2006)
Alexandra Lang
IRN AXL01518
- CF22 Investment Adviser (Trainee) (25 Jul 2006 to 5 Oct 2007)
Alfred Bennett
IRN AXB00014
- CF30 Customer (11 Mar 2008 to 11 Feb 2009)
Alfred Edward Dupree
IRN AED00005
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
Alfred Edwin Wood
IRN AEW00019
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (26 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jul 2003 to 26 Aug 2003)
Ali Iftikar
IRN IXA01140
- CF22 Investment Adviser (Trainee) (5 Jul 2006 to 25 Aug 2006)
Aling Bo Bo
IRN AXB02262
- CF30 Customer (1 Nov 2007 to 24 Nov 2008)
- CF22 Investment Adviser (Trainee) (7 Sep 2007 to 31 Oct 2007)
Alisdair John Hartley
IRN AXH00148
- CF21 Investment Adviser (18 Jun 2002 to 22 Jun 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jun 2002)
Alison Duffin
IRN AMM00080
- CF21 Investment Adviser (1 Dec 2001 to 22 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.