Alison Duffin

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 2 Sep 2025)
    • CF30 Customer (since 2 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 2 Sep 2025)
  • Clark Boyle Financial Services Ltd

    FRN 1034274

    • Employed By (since 2 Sep 2025)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 27 May 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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